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Estrogen and Progesterone Receptor Testing in Breast Cancer Guideline Update

Background

An expert panel was convened to evaluate evidence in an update and reaffirmation of the 2010 “ASCO/CAP Guideline Recommendations for Immunohistochemical (IHC) Testing of Estrogen and Progesterone Receptors (ER/PgR) in Breast Cancer.”

Notably the “Estrogen and Progesterone Receptor Testing in Breast Cancer: American Society of Clinical Oncology / College of American Pathologists Clinical Practice Guideline Update” differences impact pathologists and patients, including:

  1. A new recommendation for laboratories to establish a specific standard operating procedure to ensure the validity of low positive (1-10%) or negative (0 or < 1%) interpretations and results. Correlation of ER staining with the histologic features (as well as attention to other standard quality control measures) is also recommended and unusual/discordant results worked up.
  2. New reporting recommendations are made for cases with 1-10% ER expression to acknowledge the more limited data on endocrine responsiveness in this group and overlapping features with ER negative cancers. The status of internal controls should also be reported for cases with 0-10% staining (with a special comment for those lacking internal controls).
  3. The utility of PgR testing continues to be largely prognostic in the ER-positive invasive cancer population, but testing using similar principles to ER testing is still recommended for invasive cancers.
  4. The update recommends ER testing for patients diagnosed with ductal carcinoma in situ without invasion; PgR testing is optional.

We encourage laboratories to adopt these recommendations.

Guideline Information

  • Guideline status: Active
  • Originally published: June 2010
  • Update published online ahead of print: January 13, 2020
  • Update published in print: May 2020
  • Joint Partner: American Society of Clinical Oncology

Guideline Tools and Resources

Frequently Asked Questions

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Some of the original guideline recommendations were reaffirmed, but several were updated based on new evidence. Laboratories should refer to the 2020 guideline update for the most current information on ER/PgR testing in breast cancer.

The guideline update addresses what should be done in cases with low ER expression. In the event of weak stain intensity (1-10% of nuclear cell staining), the case should be reported as ER Low Positive with the following suggested comment: 

  • The cancer in this sample has a low level (1-10%) of ER expression by IHC. There are limited data on the overall benefit of endocrine therapies for patients with low level (1-10%) ER expression but they currently suggest possible benefit, so patients are considered eligible for endocrine treatment. There are data that suggest invasive cancers with these results are heterogeneous in both behavior and biology and often have gene expression profiles more similar to ER-negative cancers.

The update also recommends that laboratories establish a specific standard operating procedure to ensure the validity of low positive (1-10%) or negative (0 or < 1%) interpretations and results. See Manuscript Figure 1 and Data Supplement Figure 1. Correlation of ER staining with the histologic features (as well as attention to other standard quality control measures) is also recommended, with workup of unusual/discordant results.

In addition, the update now recommends ER testing for ductal carcinoma in situ (DCIS) cases without invasion, a change from the original recommendations, which considered ER testing optional in such cases. The expert panel makes this recommendation based on its review of the growing clinical literature published since the original guidance, indicating that ER testing and appropriate adjuvant endocrine therapy can reduce the risk of future breast cancer in these cases.

No. Low ER expression should be reported in invasive cancer only. Less is known about the implications in DCIS.

Only ER has been shown in randomized adjuvant trials to be able to predict potential benefit from endocrine therapy. As such, the panel believes that only ER should be used as a marker to select patients likely to benefit from adjuvant endocrine therapy. Notwithstanding, PgR may provide prognostic information and so its use is still indicated.

The CAP is aware that this change in the guideline update has caused a discrepancy between the guideline and checklists. The LAP is reviewing this new information and will publish changes in its 2020 checklist edition.

The existing checklist content on predictive markers broadly defines the predictive marker requirements to apply to immunohistochemical and in situ hybridization tests used to predict responsiveness to a specific treatment independent of other histopathologic findings. While PgR is currently listed as an example of a predictive marker, a laboratory defines if the test as offered by the laboratory meets the definition of a predictive marker.

Laboratories must follow requirements of their accrediting agency. Although following the guideline recommendations is highly encouraged, adherence is only optional.

The time the tissue is removed from the patient, the time it is placed in fixative, the cold ischemia time, the duration of fixation, and the fixative type must all be recorded. These can be recorded in the pathology report or in another suitable location that is available for review. Including the specific times in the pathology report is at the laboratory's discretion (note: the CAP Laboratory Accreditation Program requires accredited laboratories to specify the type of fixative used and the cold ischemia time in all ER, PgR and HER2 reports). The laboratory is also responsible for determining if the cold ischemia and fixation times meet the requirements specified in the latest version of the ASCO/CAP ER/PgR testing guidelines.

Additional Information

Accreditation Requirements and Proficiency Testing (PT)

While recommendations may be incorporated into future versions of the CAP Laboratory Accreditation Program checklists, the ER/PgR guideline update directs providers to follow their laboratory accrediting body’s guidelines and requirements.

Accreditation checklist requirements regarding ER/PgR assay validation, specimen fixation, and proficiency testing are available to CAP accredited laboratories through e-LAB Solutions Suite or can be purchased by non-CAP accredited laboratories.

Meet PT requirements by ordering the appropriate program. Call the CAP customer contact center at 1-800-323-4040 option 1#.

Education

Gain the practical skills, tools, and techniques needed to ensure testing accuracy as well as compliance with ASCO-CAP Guidelines for HER2 and ER/PgR testing.

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